-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dyj+l/YgH+DK5Pef+L6k3QaB3lqAAdm8q2uRqTZRoSy38IYMJaEBLOUCdpt4GHdI /TXpEloTbpzFAjA2LhhOgQ== 0000099197-02-000005.txt : 20020723 0000099197-02-000005.hdr.sgml : 20020723 20020723124225 ACCESSION NUMBER: 0000099197-02-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020723 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSAMERICA INCOME SHARES INC CENTRAL INDEX KEY: 0000099197 IRS NUMBER: 061564377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43718 FILM NUMBER: 02708321 BUSINESS ADDRESS: STREET 1: 1150 SOUTH OLIVE STREET STREET 2: SUITE T-2700 CITY: LOS ANGELES STATE: CA ZIP: 90015 BUSINESS PHONE: 2137424141 MAIL ADDRESS: STREET 1: 1150 SOUTH OLIVE STREET STREET 2: SUITE 2700 CITY: LOS ANGELES STATE: CA ZIP: 90015 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSAMERICA INCOME SHARES INC CENTRAL INDEX KEY: 0000099197 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 061564377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1150 SOUTH OLIVE STREET STREET 2: SUITE T-2700 CITY: LOS ANGELES STATE: CA ZIP: 90015 BUSINESS PHONE: 2137424141 MAIL ADDRESS: STREET 1: 1150 SOUTH OLIVE STREET STREET 2: SUITE 2700 CITY: LOS ANGELES STATE: CA ZIP: 90015 SC 13G 1 tim13gbarra72302.txt SCHEDULE 13G FILING. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Barra, Inc (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 068313105 (CUSIP Number) July 19, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 833793102 SCHEDULE 13G PAGE 2 OF 4 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TRANSAMERICA INVESTMENT MANAGEMENT, LLC 06-1564377 --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 1,710,600 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 1,710,600 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,710,600 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.3% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IA --------------------------------------------------------------------- Item 1(a). Barra Inc. Item 1(b). 2100 Milvia Street, Berkeley, CA 94704-1113 Item 2(a) Transamerica Investment Management, LLC ("TIM") Item 2(b) 1150 S. Olive Street, Los Angeles, CA 90015 Item 2(c) Delaware Limited Liability Company Item 2(d) Common Stock, $0.0001 par value Item 2(e) 068313105 Item 4 Reference is hereby made to Items 5-9 and 11 of the cover page to this statement, which items are incorporated by reference herein. Item 5 Not Applicable Item 6 TIM is deemed to be the beneficial owner of 1,102,700 shares of Common Stock pursuant to separate arrangements whereby TIM acts as investment adviser to certain individuals and entities. Each of the individuals and entities for which TIM acts as investment adviser has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities purchased or held pursuant to such arrangements. To the knowledge of TIM, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock. Item 7 Not Applicable Item 8 Not Applicable Item 9 Not Applicable Item 10 By signing below the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. /s/ Gary U. Rolle' President and Chief Investment Officer -----END PRIVACY-ENHANCED MESSAGE-----